We Offer Strategic Approaches To

Starting a Business
Expanding an Existing Business
Choosing the Correct Structure: Corp., GP, LP, LLC
Attracting the Correct Type and Amount of Capital
Financing Alternatives
Company Valuations
Shareholder / Investor Relations
Developing the Business Plan
Maximizing Revenue Drivers
Setting-up a Board of Directors / Advisory Board
Senior Management / Board Compensation Practices
Cost Effective Management Practices
Investor Relations

Broker-Dealer, Hedge Fund And RIA Services

Forming a New SEC / FINRA Broker-Dealer
Supervisory Procedures / Compliance Procedures
AML Procedures
Compliance & Branch Office Examinations
Assistance with Regulatory Inquiries
Coordination with SEC / FINRA / State Regulators
Managing The SEC / FINRA Examination Process
Arbitration Strategies
Expert Witness Services

Interim Board and Executive Services

We can Provide Interim Senior Corporate Officers and/or Board Members During Your Executive Search Process.